DORA
IT Compliance
DORA is an IT regulation designed to safeguard financial institutions against operational disruptions and cyber threats. Compliance requires deep understanding of IT systems, not just legal interpretation. Patronusec provides hands-on, IT-focused consulting, helping CEOs and decision-makers implement practical measures that ensure regulatory compliance and operational resilience. Avoid costly mistakes by relying on experts who know IT, security, and the technical realities behind DORA requirements.
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DORA Compliance – Key Requirements and Benefits
Compliance with DORA is a legal obligation, much like the GDPR regulation, for financial institutions operating within the European Union. Unlike certifications such as ISO 27001 or TISAX, DORA does not require formal certification. However, meeting the requirements of this regulation is essential to avoid potential sanctions from regulators, such as the Polish Financial Supervision Authority (KNF). Compliance with DORA involves implementing and maintaining appropriate processes for BIA (Business Impact Analysis), operational resilience testing, and continuity management, which are fundamental to building an organisation’s digital resilience.
How we can help you?
At Patronusec, we offer comprehensive support to help you implement and maintain compliance with the DORA Regulation. Much like the Patronus spell from Harry Potter, which protects against evil, we provide expert guidance to ensure your organisation's resilience in the face of digital threats. Initially, we will conduct a detailed analysis of your organisation, focusing on BIA and identifying any gaps in ICT risk management, operational continuity, and operational resilience testing. Based on this, we will develop a customised plan for compliance with DORA, including testing plans and risk management procedures tailored to your organisation’s specific needs.
The next step will be the implementation of the recommended changes. Our team of experienced professionals will assist you in organising training for employees, preparing documentation, and implementing the necessary processes and systems to ensure DORA compliance. We will support you at every stage, from preparing documentation and organising tests to liaising with regulators, ensuring your organisation is fully compliant with DORA.
If your organisation has already taken steps to comply with DORA but you're unsure whether they meet all the requirements, we offer a compliance audit. We will review your current processes, identify potential risks, and suggest improvements in BIA analysis and continuity management. We will also help maintain DORA compliance in the most efficient way possible, tailored to your needs.
How we will work with you?
Stage 1
Compliance audit
with DORA
The first step is the DORA compliance audit. Our team will conduct a thorough analysis of your organisation's processes, identifying gaps in continuity management, operational resilience testing, and ICT security. Based on this, we will provide recommendations and an action plan to ensure full compliance with DORA and strengthen your organisation's resilience against digital threats.
Stage 2
Development of an individual plan
The next step is the development of a customised action plan for DORA compliance. Our activities will be tailored to your organisation’s specific needs, challenges, and environment, ensuring the most effective approach to DORA implementation. With our experience, we will provide solutions that meet DORA requirements while fully integrating with your operational environment.
Stage 3
Implementation
DORA requirements
If the implementation of DORA requirements presents a challenge, our specialists can take responsibility for the process. We offer comprehensive assistance in closing compliance gaps, developing new processes, preparing documentation, and training your team. Thanks to our expertise, you will save time and reduce the risk of non-compliance.
Stage 4
Design processes to maintain compliance
Additionally, we will design processes to maintain DORA compliance, including risk management, continuity of operations, and operational resilience testing. As your partner in DORA compliance, we will support you throughout the entire compliance maintenance process.
Stage 5
Support in maintaining compliance
We understand that DORA compliance is an ongoing process. Therefore, we offer continuous support to maintain compliance, taking responsibility for these tasks so you can focus on your core business.
FAQ – DORA (Digital Operational Resilience Act)
What is DORA? ›
DORA is an EU regulation that establishes rules for ICT risk management and digital operational resilience for financial entities. Its purpose is to ensure operational continuity and security in the digital environment.
Who is subject to the DORA regulation? ›
The obligation to comply with DORA requirements applies to financial institutions such as banks, investment firms, insurers, payment service providers, and also to critical ICT third-party service providers, including cloud computing services.
Does DORA require obtaining a certificate? ›
DORA is a legal act applicable in the European Union. It does not mandate formal certification but requires the implementation of digital resilience management procedures and processes. Failure to comply can result in sanctions from regulators.
What are the main requirements of DORA? ›
DORA imposes obligations for ICT risk management, incident reporting, operational resilience testing, business continuity, oversight of technology providers, and cooperation with supervisory authorities.
What is a BIA in the context of DORA? ›
A BIA (Business Impact Analysis) is an assessment of the impact of potential ICT disruptions on business operations. It helps identify critical processes and plan mitigating actions.
How does Patronusec help implement DORA? ›
Patronusec offers full support: compliance audit, development of action plans, implementation of requirements, employee training, and ongoing maintenance of DORA compliance.
What happens during a DORA compliance audit? ›
The audit analyses ICT risk management, business continuity, and operational resilience processes and policies, identifying gaps and recommending improvements.
How long does DORA implementation take? ›
The implementation timeframe depends on the scale and maturity level of the organisation. It typically involves planning, implementation, and training phases and can take several months.
Does DORA oversee ICT service providers? ›
Yes, the regulation requires the establishment of cooperation principles and oversight of external technology providers to ensure the security of the entire IT ecosystem.
What are the consequences of non-compliance with DORA? ›
Non-compliance can result in criminal sanctions for company boards, regulatory fines, reputational damage, increased risk of incidents, and challenges to business continuity.
Is DORA the only tool for managing ICT security? ›
No, DORA is a comprehensive regulatory framework for the financial sector. It complements other standards and regulations, such as ISO 27001 and PCI DSS.
How often should DORA-compliant processes be updated? ›
DORA-compliant processes should be continuously monitored and improved to maintain digital resilience and respond to technological and business changes.
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Patronusec Sp z o. o.
Head Office:
ul. Święty Marcin 29/8
61-806 Poznań, Polska
KRS: 0001039087
REGON: 525433988
NIP: 7831881739
D-U-N-S: 989454390
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