DORA

IT Compliance

The DORA Regulation (Digital Operational Resilience Act) is a key piece of European Union legislation that establishes rules for managing ICT (Information and Communication Technology) risk in the financial sector. DORA aims to ensure that financial institutions are adequately prepared for risks associated with digital transformation, cyberattacks, and disruptions in technological systems. Compliance with DORA is now an essential element for financial organisations to ensure continuous operations and minimise operational risk.

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The regulation introduces detailed requirements for system testing, operational continuity, and oversight of third-party technology providers. DORA applies to a wide range of entities, including banks, investment firms, insurers, payment service providers, and market infrastructures. It also encompasses technology providers, such as cloud services, highlighting its comprehensive scope. By complying with DORA, financial institutions can reduce the risk of operational disruptions and build trust with their clients by safeguarding their data against digital threats.

Compliance with DORA – Key Requirements and Benefits

Compliance with DORA is a legal obligation, much like the GDPR regulation, for financial institutions operating within the European Union. Unlike certifications such as ISO 27001 or TISAX, DORA does not require formal certification. However, meeting the requirements of this regulation is essential to avoid potential sanctions from regulators, such as the Polish Financial Supervision Authority (KNF). Compliance with DORA involves implementing and maintaining appropriate processes for BIA (Business Impact Analysis), operational resilience testing, and continuity management, which are fundamental to building an organisation’s digital resilience.

How we can help you?

At Patronusec, we offer comprehensive support to help you implement and maintain compliance with the DORA Regulation. Much like the Patronus spell from Harry Potter, which protects against evil, we provide expert guidance to ensure your organisation's resilience in the face of digital threats. Initially, we will conduct a detailed analysis of your organisation, focusing on BIA and identifying any gaps in ICT risk management, operational continuity, and operational resilience testing. Based on this, we will develop a customised plan for compliance with DORA, including testing plans and risk management procedures tailored to your organisation’s specific needs.

The next step will be the implementation of the recommended changes. Our team of experienced professionals will assist you in organising training for employees, preparing documentation, and implementing the necessary processes and systems to ensure DORA compliance. We will support you at every stage, from preparing documentation and organising tests to liaising with regulators, ensuring your organisation is fully compliant with DORA.

If your organisation has already taken steps to comply with DORA but you're unsure whether they meet all the requirements, we offer a compliance audit. We will review your current processes, identify potential risks, and suggest improvements in BIA analysis and continuity management. We will also help maintain DORA compliance in the most efficient way possible, tailored to your needs.

How we will work with you?

Stage 1

Compliance audit
with DORA

The first step is the DORA compliance audit. Our team will conduct a thorough analysis of your organisation's processes, identifying gaps in continuity management, operational resilience testing, and ICT security. Based on this, we will provide recommendations and an action plan to ensure full compliance with DORA and strengthen your organisation's resilience against digital threats.

Stage 2

Development of an individual plan

The next step is the development of a customised action plan for DORA compliance. Our activities will be tailored to your organisation’s specific needs, challenges, and environment, ensuring the most effective approach to DORA implementation. With our experience, we will provide solutions that meet DORA requirements while fully integrating with your operational environment.

Stage 3

Implementation
DORA requirements

If the implementation of DORA requirements presents a challenge, our specialists can take responsibility for the process. We offer comprehensive assistance in closing compliance gaps, developing new processes, preparing documentation, and training your team. Thanks to our expertise, you will save time and reduce the risk of non-compliance.

Stage 4

Design processes to maintain compliance

Additionally, we will design processes to maintain DORA compliance, including risk management, continuity of operations, and operational resilience testing. As your partner in DORA compliance, we will support you throughout the entire compliance maintenance process.

Stage 5

Support in maintaining compliance

We understand that DORA compliance is an ongoing process. Therefore, we offer continuous support to maintain compliance, taking responsibility for these tasks so you can focus on your core business.

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Patronusec Sp z o. o.

Head Office:
ul. Święty Marcin 29/8
61-806 Poznań, Polska

KRS: 0001039087
REGON: 525433988
NIP: 7831881739
D-U-N-S: 989454390
LEI: 259400NAR8ZOX1O66C64